Retirement Strategies LLC, Little Chute Wisconsin

Forms

Please note that not all types of contributions and withdrawals are allowed from all plans. Please check with your designated plan consultant at Retirement Strategies, LLC as to your plan’s availability.

Completed forms should be mailed with the applicable processing fee to Retirement Strategies, LLC.

Enrollment
	Salary Deferral Enrollment/Change Form This form allows a participant to make an initial election or change the contribution percentage or amount deducted from their paycheck. To be used for plans that allow only pre-tax deferral contributions.
	ROTH Salary Deferral Enrollment/Change Form This form allows a participant to make an initial election or change the contribution percentage or amount deducted from their paycheck. To be used for plans that allow both pre-tax and Roth deferral contributions.
	Beneficiary Designation Form This form allows you to designate your primary and contingent beneficiaries. If your plan allows for Joint & Survivor Annuities, please contact your plan sponsor for the appropriate beneficiary form.

Distributions
	Special Tax Notice This form explains your options and tax consequences for plan distributions. Please read and review prior to requesting any plan distribution.
	Separation from Active Employment Request Form This form is to be used for all termination of employment withdrawals, including retirement & disability.
	Hardship Withdrawal Request Form This form is to be used for qualifying financial hardships. Qualifying events can be found on page 1 of the form. Documentation of financial hardship must accompany the paperwork. Not allowed in all plans – please check with your plan sponsor.
	Pre-Retirement or In-Service Withdrawal Request Form This form allows participants who have attained a certain age (generally 59 ½) to take a distribution of a portion of their account balance prior to separating from service. Not allowed in all plans – please check with your plan sponsor.
	Request for Plan Loan Form This form allows participants to obtain a loan from their current account balance and make loan payments through payroll deduction. Certain restrictions, interest rates and terms apply. Not allowed in all plans – please check with your plan sponsor.
	Deceased Participant Request for Distribution Form